HC can create policy and procedure manuals based upon a variety of responsibilities and functions that encompass the full spectrum of a client’s operating infrastructure. Contoured to your business, this would include categories such as Code of Ethics, Portfolio Management, Trading Practices, Advertising & Marketing, Record Keeping, Privacy, Business Continuity, Anti-Money Laundering, Disclosures, Regulatory Requirements, Insider & Personal Trading, Proxy Voting, Pricing, Email, Gifts & Entertainment, Soft Dollar as well as other important compliance issues.